Aetna modified CPB 0966 for fam-trastuzumab deruxtecan-nxki (Enhertu), effective January 23, 2026. Here's what billing teams need to know.
Aetna, a CVS Health company, updated its Enhertu coverage policy under CPB 0966 on January 23, 2026. This policy governs HCPCS code J9358 (fam-trastuzumab deruxtecan-nxki, 1 mg) for commercial plan members across a broad range of solid tumor indications — including breast cancer, non-small cell lung cancer, biliary tract cancer, and gastroesophageal adenocarcinoma. If your oncology or infusion team bills J9358 through Aetna commercial plans, this update changes the medical necessity criteria your precertification requests need to satisfy.
Quick-Reference Table
| Field | Detail |
|---|---|
| Payer | Aetna, a CVS Health company |
| Policy | Fam-trastuzumab Deruxtecan-nxki (Enhertu) |
| Policy Code | CPB 0966 |
| Change Type | Modified |
| Effective Date | January 23, 2026 |
| Impact Level | High |
| Specialties Affected | Medical Oncology, Hematology/Oncology, Infusion Services, Hospital Outpatient Oncology |
| Key Action | Audit active Enhertu precertification requests against updated HER2 status and line-of-therapy criteria before submitting new prior auth requests |
Aetna Enhertu Coverage Criteria and Medical Necessity Requirements 2026
Aetna requires precertification for every Enhertu claim under commercial plan designs. There are no exceptions. Call (866) 752-7021 or fax (888) 267-3277 to initiate precertification. Statement of Medical Necessity forms are available through Aetna's Specialty Pharmacy Precertification portal.
The coverage policy under CPB 0966 Aetna system defines medical necessity across five main tumor types. Each carries distinct criteria. Get them wrong on the prior auth and you're looking at a claim denial before the drug ever ships.
Breast Cancer
Aetna covers Enhertu for breast cancer under four distinct HER2 expression categories. Each has its own criteria, and they are not interchangeable.
HER2-positive breast cancer: Aetna considers Enhertu medically necessary when the disease had no response to preoperative systemic therapy, or the disease is recurrent, metastatic, or unresectable. The drug must be used as a single agent.
HER2-low breast cancer (IHC 1+ or IHC 2+/ISH-): Same disease-stage criteria apply. The drug must be used as a single agent. The IHC classification here is critical — your documentation needs to show the exact IHC result from pathology.
HER2-ultralow breast cancer (IHC 0 with membrane staining): This is the most restrictive tier. The disease must be recurrent, metastatic, or unresectable. It must also be hormone receptor positive with visceral crisis or endocrine therapy refractory — or hormone receptor negative. Single-agent use only. Documentation of the IHC 0 membrane staining finding is required.
HER2-negative breast cancer: Coverage applies when the disease had no response to preoperative systemic therapy, or is recurrent, unresectable, or metastatic — and is hormone receptor positive with visceral crisis or endocrine therapy refractory. This indication has an additional line-of-therapy requirement: Enhertu must be used as first-line therapy. Miss that detail and prior authorization will fail.
Non-Small Cell Lung Cancer
For NSCLC with HER2 (ERBB2) mutations or HER2 overexpression (IHC 3+), Aetna covers Enhertu as subsequent therapy only. Three criteria must all be met:
| # | Covered Indication |
|---|---|
| 1 | The disease is recurrent, advanced, metastatic, or unresectable. |
| 2 | The drug is used as a single agent. |
| 3 | The member has not experienced disease progression on a HER2-targeted drug — specifically called out is Kadcyla (ado-trastuzumab emtansine, J9354). |
That third criterion is the one most likely to trip up a prior auth submission. If your patient previously progressed on Kadcyla, coverage is denied under this indication. Confirm treatment history before submitting.
Biliary Tract Cancer
Aetna covers Enhertu for subsequent treatment of unresectable or resected gross residual (R2) disease or metastatic biliary tract cancer — including intrahepatic cholangiocarcinoma, extrahepatic cholangiocarcinoma, and gallbladder cancer. The tumor must be HER2-positive at IHC 3+. Single-agent use only. The IHC threshold here is higher than the breast cancer HER2-low category, so confirm pathology reports carefully.
Esophageal, Gastric, or Gastroesophageal Junction Adenocarcinoma
For HER2-positive esophageal, gastric, or gastroesophageal junction adenocarcinoma, Aetna covers Enhertu as a single agent for members who are not surgical candidates, or as subsequent treatment for unresectable locally advanced, recurrent, or metastatic disease. The prior authorization request should specify surgical candidacy status or prior treatment history clearly.
Solid Tumors (Tumor-Agnostic Indication)
Aetna also covers Enhertu for solid tumors generally when the disease is unresectable, metastatic, advanced, recurrent, or persistent, and the tumor is HER2-positive at IHC 3+ or IHC 2+. This is the broadest coverage pathway under CPB 0966 — but the IHC documentation requirement still applies. Without it, expect a denial.
Aetna Enhertu Exclusions and Non-Covered Indications
The policy data does not enumerate a standalone exclusions list in the truncated summary provided. However, several implicit non-coverage conditions emerge from the criteria:
| # | Excluded Procedure |
|---|---|
| 1 | Enhertu used in combination regimens (not single-agent) does not meet medical necessity criteria across any listed indication. |
| 2 | NSCLC patients who progressed on a prior HER2-targeted agent are not covered under the NSCLC pathway. |
| 3 | HER2-negative breast cancer patients who require Enhertu beyond first-line therapy fall outside covered criteria. |
| 4 | Biliary tract cancer with HER2 positivity below IHC 3+ is not covered under the biliary indication. |
If you have patients on Enhertu combination regimens, or patients with ambiguous HER2 results, loop in your compliance officer before submitting a prior auth under CPB 0966. The criteria are specific enough that off-label combinations will trigger denial.
Coverage Indications at a Glance
| Indication | Status | Relevant HCPCS Code | Key Criteria |
|---|---|---|---|
| HER2-positive breast cancer (recurrent/metastatic/unresectable) | Covered | J9358 | Single agent; disease failed preop therapy or recurrent/metastatic/unresectable |
| HER2-low breast cancer (IHC 1+ or IHC 2+/ISH-) | Covered | J9358 | Single agent; recurrent/metastatic/unresectable |
| HER2-ultralow breast cancer (IHC 0 with membrane staining) | Covered | J9358 | Single agent; HR+ with visceral crisis or endocrine refractory, or HR-; recurrent/metastatic/unresectable |
| HER2-negative breast cancer | Covered | J9358 | Single agent; first-line only; HR+ with visceral crisis or endocrine refractory; recurrent/unresectable/metastatic |
| Biliary tract cancer (IHC 3+) | Covered | J9358 | Single agent; subsequent treatment; unresectable, R2 residual, or metastatic |
| Esophageal/Gastric/GEJ adenocarcinoma (HER2+) | Covered | J9358 | Single agent; not surgical candidate or subsequent treatment |
| NSCLC with HER2 (ERBB2) mutation or overexpression (IHC 3+) | Covered | J9358 | Single agent; subsequent therapy; no prior progression on HER2-targeted agent |
| Solid tumors (HER2+ IHC 3+ or IHC 2+) | Covered | J9358 | Single agent; unresectable/metastatic/advanced/recurrent/persistent |
| Enhertu in combination regimens (any indication) | Not Covered | J9358 | Single-agent requirement not met |
| NSCLC post-progression on HER2-targeted therapy | Not Covered | J9358 | Excluded by specific NSCLC criteria |
Aetna Enhertu Billing Guidelines and Action Items 2026
The January 23, 2026 effective date is already past. If you haven't audited your active Enhertu cases against the updated CPB 0966 criteria, do it now.
| # | Action Item |
|---|---|
| 1 | Audit all active Enhertu precertifications immediately. Pull every open prior auth for J9358 and verify that the documented HER2 expression level (IHC score, ISH status) matches the specific tier in CPB 0966 for that patient's cancer type. A mismatch between pathology documentation and the authorization criteria is the fastest path to a claim denial. |
| 2 | Confirm single-agent status on every claim. The single-agent requirement appears across every covered indication. If your oncologist is using Enhertu in a combination regimen, do not bill J9358 expecting coverage under this policy. Get guidance from your compliance officer before billing. |
| 3 | Flag NSCLC patients for prior HER2-targeted therapy history. Before submitting prior auth for any NSCLC case, pull the full treatment history. If the patient progressed on Kadcyla (J9354) or another HER2-targeted agent, the NSCLC coverage pathway is closed. Document this clearly in your authorization request. |
| 4 | Enforce IHC documentation standards at pathology intake. Enhertu billing under CPB 0966 lives or dies on IHC scores. HER2-ultralow requires IHC 0 with membrane staining specifically — not just any IHC 0 result. Biliary tract requires IHC 3+. Build a pre-auth checklist that confirms the exact IHC classification is captured in the pathology report before submitting. |
| 5 | Verify first-line therapy status for HER2-negative breast cancer. This is the only indication with an explicit first-line-only restriction. If your team is trying to use Enhertu for a HER2-negative breast cancer patient who has already received first-line treatment, the reimbursement claim will fail. Document prior therapy lines explicitly in the authorization request. |
| 6 | Use the correct precertification channel. Call (866) 752-7021 or fax (888) 267-3277. Do not route Enhertu precertification through standard formulary channels. For SMN forms, go to Aetna's Specialty Pharmacy Precertification page directly. |
| 7 | Note: This policy covers commercial plans only. For Medicare patients, Aetna uses separate Part B criteria. Do not apply CPB 0966 criteria to Medicare Advantage claims without confirming the applicable Medicare-specific requirements first. |
| Previous Version | Current Version |
|---|---|
| Coverage is considered experimental and investigational for all indications | Coverage is considered medically necessary when specific criteria are met |
| Prior authorization is not required | Prior authorization is required for initial treatment |
| Documentation must include clinical history | Documentation must include clinical history |
| Re-review every 24 months | Re-review every 12 months with updated clinical documentation |
CPT, HCPCS, and ICD-10 Codes for Enhertu Under CPB 0966
Covered HCPCS Code (When Selection Criteria Are Met)
| Code | Type | Description |
|---|---|---|
| J9358 | HCPCS | Injection, fam-trastuzumab deruxtecan-nxki, 1 mg |
J9358 is the primary billing code for Enhertu. Every covered indication in CPB 0966 routes through this code. Bill per milligram administered.
Other HCPCS Codes Referenced in CPB 0966
| Code | Type | Description | Note |
|---|---|---|---|
| J9354 | HCPCS | Injection, ado-trastuzumab emtansine, 1 mg (Kadcyla) | Referenced in NSCLC exclusion criteria — prior use of this agent disqualifies coverage under NSCLC pathway |
Chemotherapy Administration CPT Codes
Aetna's CPB 0966 references CPT codes 96401 through 96450 for chemotherapy administration. These codes cover the infusion and injection services associated with Enhertu administration. The correct administration code depends on route, duration, and facility setting. Work with your coding team to match the appropriate CPT to each encounter.
| Code Range | Type | Description |
|---|---|---|
| 96401–96450 | CPT | Chemotherapy administration (see full list below) |
Full CPT Code List:
| Code | Description |
|---|---|
| 96401 | Chemotherapy administration |
| 96402 | Chemotherapy administration |
| 96403 | Chemotherapy administration |
| 96404 | Chemotherapy administration |
| 96405 | Chemotherapy administration |
| 96406 | Chemotherapy administration |
| 96407 | Chemotherapy administration |
| 96408 | Chemotherapy administration |
| 96409 | Chemotherapy administration |
| 96410 | Chemotherapy administration |
| 96411 | Chemotherapy administration |
| 96412 | Chemotherapy administration |
| 96413 | Chemotherapy administration |
| 96414 | Chemotherapy administration |
| 96415 | Chemotherapy administration |
| 96416 | Chemotherapy administration |
| 96417 | Chemotherapy administration |
| 96418 | Chemotherapy administration |
| 96419 | Chemotherapy administration |
| 96420 | Chemotherapy administration |
| 96421 | Chemotherapy administration |
| 96422 | Chemotherapy administration |
| 96423 | Chemotherapy administration |
| 96424 | Chemotherapy administration |
| 96425 | Chemotherapy administration |
| 96426 | Chemotherapy administration |
| 96427 | Chemotherapy administration |
| 96428 | Chemotherapy administration |
| 96429 | Chemotherapy administration |
| 96430 | Chemotherapy administration |
| 96431 | Chemotherapy administration |
| 96432 | Chemotherapy administration |
| 96433 | Chemotherapy administration |
| 96434 | Chemotherapy administration |
| 96435 | Chemotherapy administration |
| 96436 | Chemotherapy administration |
| 96437 | Chemotherapy administration |
| 96438 | Chemotherapy administration |
| 96439 | Chemotherapy administration |
| 96440 | Chemotherapy administration |
| 96441 | Chemotherapy administration |
| 96442 | Chemotherapy administration |
| 96443 | Chemotherapy administration |
| 96444 | Chemotherapy administration |
| 96445 | Chemotherapy administration |
| 96446 | Chemotherapy administration |
| 96447 | Chemotherapy administration |
| 96448 | Chemotherapy administration |
| 96449 | Chemotherapy administration |
| 96450 | Chemotherapy administration |
Key ICD-10-CM Diagnosis Codes
CPB 0966 references 793 ICD-10-CM codes. The policy covers a wide range of solid tumor primary sites. Below are the codes included in the policy data provided:
| Code | Description |
|---|---|
| C07 | Malignant neoplasm of parotid gland |
| C08.0–C08.9 | Malignant neoplasm of other and unspecified major salivary glands |
| C11.0–C11.9 | Malignant neoplasm of nasopharynx |
| C12 | Malignant neoplasm of pyriform sinus |
| C13.0–C13.5 | Malignant neoplasm of hypopharynx |
The full list of 793 ICD-10-CM codes spans malignancies from salivary glands and nasopharynx through breast, lung, gastric, biliary, and broader solid tumor histologies. Run your ICD-10 codes against the full CPB 0966 code list before submitting. An unsupported diagnosis code is one of the most common preventable claim denial triggers on high-cost oncology drugs.
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