Aetna modified CPB 0966 for fam-trastuzumab deruxtecan-nxki (Enhertu), effective January 23, 2026. Here's what billing teams need to know.

Aetna, a CVS Health company, updated its Enhertu coverage policy under CPB 0966 on January 23, 2026. This policy governs HCPCS code J9358 (fam-trastuzumab deruxtecan-nxki, 1 mg) for commercial plan members across a broad range of solid tumor indications — including breast cancer, non-small cell lung cancer, biliary tract cancer, and gastroesophageal adenocarcinoma. If your oncology or infusion team bills J9358 through Aetna commercial plans, this update changes the medical necessity criteria your precertification requests need to satisfy.


Quick-Reference Table

Field Detail
Payer Aetna, a CVS Health company
Policy Fam-trastuzumab Deruxtecan-nxki (Enhertu)
Policy Code CPB 0966
Change Type Modified
Effective Date January 23, 2026
Impact Level High
Specialties Affected Medical Oncology, Hematology/Oncology, Infusion Services, Hospital Outpatient Oncology
Key Action Audit active Enhertu precertification requests against updated HER2 status and line-of-therapy criteria before submitting new prior auth requests

Aetna Enhertu Coverage Criteria and Medical Necessity Requirements 2026

Aetna requires precertification for every Enhertu claim under commercial plan designs. There are no exceptions. Call (866) 752-7021 or fax (888) 267-3277 to initiate precertification. Statement of Medical Necessity forms are available through Aetna's Specialty Pharmacy Precertification portal.

The coverage policy under CPB 0966 Aetna system defines medical necessity across five main tumor types. Each carries distinct criteria. Get them wrong on the prior auth and you're looking at a claim denial before the drug ever ships.

Breast Cancer

Aetna covers Enhertu for breast cancer under four distinct HER2 expression categories. Each has its own criteria, and they are not interchangeable.

HER2-positive breast cancer: Aetna considers Enhertu medically necessary when the disease had no response to preoperative systemic therapy, or the disease is recurrent, metastatic, or unresectable. The drug must be used as a single agent.

HER2-low breast cancer (IHC 1+ or IHC 2+/ISH-): Same disease-stage criteria apply. The drug must be used as a single agent. The IHC classification here is critical — your documentation needs to show the exact IHC result from pathology.

HER2-ultralow breast cancer (IHC 0 with membrane staining): This is the most restrictive tier. The disease must be recurrent, metastatic, or unresectable. It must also be hormone receptor positive with visceral crisis or endocrine therapy refractory — or hormone receptor negative. Single-agent use only. Documentation of the IHC 0 membrane staining finding is required.

HER2-negative breast cancer: Coverage applies when the disease had no response to preoperative systemic therapy, or is recurrent, unresectable, or metastatic — and is hormone receptor positive with visceral crisis or endocrine therapy refractory. This indication has an additional line-of-therapy requirement: Enhertu must be used as first-line therapy. Miss that detail and prior authorization will fail.

Non-Small Cell Lung Cancer

For NSCLC with HER2 (ERBB2) mutations or HER2 overexpression (IHC 3+), Aetna covers Enhertu as subsequent therapy only. Three criteria must all be met:

#Covered Indication
1The disease is recurrent, advanced, metastatic, or unresectable.
2The drug is used as a single agent.
3The member has not experienced disease progression on a HER2-targeted drug — specifically called out is Kadcyla (ado-trastuzumab emtansine, J9354).

That third criterion is the one most likely to trip up a prior auth submission. If your patient previously progressed on Kadcyla, coverage is denied under this indication. Confirm treatment history before submitting.

Biliary Tract Cancer

Aetna covers Enhertu for subsequent treatment of unresectable or resected gross residual (R2) disease or metastatic biliary tract cancer — including intrahepatic cholangiocarcinoma, extrahepatic cholangiocarcinoma, and gallbladder cancer. The tumor must be HER2-positive at IHC 3+. Single-agent use only. The IHC threshold here is higher than the breast cancer HER2-low category, so confirm pathology reports carefully.

Esophageal, Gastric, or Gastroesophageal Junction Adenocarcinoma

For HER2-positive esophageal, gastric, or gastroesophageal junction adenocarcinoma, Aetna covers Enhertu as a single agent for members who are not surgical candidates, or as subsequent treatment for unresectable locally advanced, recurrent, or metastatic disease. The prior authorization request should specify surgical candidacy status or prior treatment history clearly.

Solid Tumors (Tumor-Agnostic Indication)

Aetna also covers Enhertu for solid tumors generally when the disease is unresectable, metastatic, advanced, recurrent, or persistent, and the tumor is HER2-positive at IHC 3+ or IHC 2+. This is the broadest coverage pathway under CPB 0966 — but the IHC documentation requirement still applies. Without it, expect a denial.


Aetna Enhertu Exclusions and Non-Covered Indications

The policy data does not enumerate a standalone exclusions list in the truncated summary provided. However, several implicit non-coverage conditions emerge from the criteria:

#Excluded Procedure
1Enhertu used in combination regimens (not single-agent) does not meet medical necessity criteria across any listed indication.
2NSCLC patients who progressed on a prior HER2-targeted agent are not covered under the NSCLC pathway.
3HER2-negative breast cancer patients who require Enhertu beyond first-line therapy fall outside covered criteria.
+ 1 more exclusions

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If you have patients on Enhertu combination regimens, or patients with ambiguous HER2 results, loop in your compliance officer before submitting a prior auth under CPB 0966. The criteria are specific enough that off-label combinations will trigger denial.


Coverage Indications at a Glance

Indication Status Relevant HCPCS Code Key Criteria
HER2-positive breast cancer (recurrent/metastatic/unresectable) Covered J9358 Single agent; disease failed preop therapy or recurrent/metastatic/unresectable
HER2-low breast cancer (IHC 1+ or IHC 2+/ISH-) Covered J9358 Single agent; recurrent/metastatic/unresectable
HER2-ultralow breast cancer (IHC 0 with membrane staining) Covered J9358 Single agent; HR+ with visceral crisis or endocrine refractory, or HR-; recurrent/metastatic/unresectable
+ 7 more indications

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This policy is now in effect (since 2026-01-23). Verify your claims match the updated criteria above.

Aetna Enhertu Billing Guidelines and Action Items 2026

The January 23, 2026 effective date is already past. If you haven't audited your active Enhertu cases against the updated CPB 0966 criteria, do it now.

#Action Item
1

Audit all active Enhertu precertifications immediately. Pull every open prior auth for J9358 and verify that the documented HER2 expression level (IHC score, ISH status) matches the specific tier in CPB 0966 for that patient's cancer type. A mismatch between pathology documentation and the authorization criteria is the fastest path to a claim denial.

2

Confirm single-agent status on every claim. The single-agent requirement appears across every covered indication. If your oncologist is using Enhertu in a combination regimen, do not bill J9358 expecting coverage under this policy. Get guidance from your compliance officer before billing.

3

Flag NSCLC patients for prior HER2-targeted therapy history. Before submitting prior auth for any NSCLC case, pull the full treatment history. If the patient progressed on Kadcyla (J9354) or another HER2-targeted agent, the NSCLC coverage pathway is closed. Document this clearly in your authorization request.

+ 4 more action items

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Sample Version Diff Line-by-line changes
Previous VersionCurrent Version
Coverage is considered experimental and investigational for all indicationsCoverage is considered medically necessary when specific criteria are met
Prior authorization is not requiredPrior authorization is required for initial treatment
Documentation must include clinical historyDocumentation must include clinical history
+ 1 more action items

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CPT, HCPCS, and ICD-10 Codes for Enhertu Under CPB 0966

Covered HCPCS Code (When Selection Criteria Are Met)

Code Type Description
J9358 HCPCS Injection, fam-trastuzumab deruxtecan-nxki, 1 mg

J9358 is the primary billing code for Enhertu. Every covered indication in CPB 0966 routes through this code. Bill per milligram administered.

Other HCPCS Codes Referenced in CPB 0966

Code Type Description Note
J9354 HCPCS Injection, ado-trastuzumab emtansine, 1 mg (Kadcyla) Referenced in NSCLC exclusion criteria — prior use of this agent disqualifies coverage under NSCLC pathway

Chemotherapy Administration CPT Codes

Aetna's CPB 0966 references CPT codes 96401 through 96450 for chemotherapy administration. These codes cover the infusion and injection services associated with Enhertu administration. The correct administration code depends on route, duration, and facility setting. Work with your coding team to match the appropriate CPT to each encounter.

Code Range Type Description
96401–96450 CPT Chemotherapy administration (see full list below)

Full CPT Code List:

Code Description
96401 Chemotherapy administration
96402 Chemotherapy administration
96403 Chemotherapy administration
+ 47 more codes

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Key ICD-10-CM Diagnosis Codes

CPB 0966 references 793 ICD-10-CM codes. The policy covers a wide range of solid tumor primary sites. Below are the codes included in the policy data provided:

Code Description
C07 Malignant neoplasm of parotid gland
C08.0–C08.9 Malignant neoplasm of other and unspecified major salivary glands
C11.0–C11.9 Malignant neoplasm of nasopharynx
+ 2 more codes

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The full list of 793 ICD-10-CM codes spans malignancies from salivary glands and nasopharynx through breast, lung, gastric, biliary, and broader solid tumor histologies. Run your ICD-10 codes against the full CPB 0966 code list before submitting. An unsupported diagnosis code is one of the most common preventable claim denial triggers on high-cost oncology drugs.


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